J12
Securities advice and dealing
Securities markets, investment products, regulation, dealing, taxation and the principles involved in advising on and trading securities.
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Related CII exams for J12
These CII practice sites are closely related to J12. Each provides syllabus-aligned practice questions, topic tests and mock exams — open another exam below when you need it.
R01
Financial services, regulation and ethics
Regulation, ethics and the UK financial services framework — the foundation unit for the Diploma.
Go to R01 Past PapersR02
Investment principles and risk
Investment theory, asset classes, risk and portfolio construction for financial advice.
Go to R02 Past PapersR03
Personal taxation
Income Tax, NICs, CGT, IHT and the application of taxation to personal financial planning.
Go to R03 Past PapersJ10
Discretionary investment management
Portfolio construction, investment selection, asset allocation, risk management and the principles of discretionary investment management.
Go to J10 Past PapersStudying towards the Diploma in Regulated Financial Planning? Explore R01–R05 practice exams.